SEC Reopens Stock Market Fraud Investigations Involving High-Profile Figures
The Securities and Exchange Commission (SEC) has reopened several investigations that were closed in previous years, involving a number of ...
Tag: SEC
SEC Approves Amendments to CSE Listing Rules on Minimum Public Holding
The Securities and Exchange Commission of Sri Lanka (SEC) has approved amendments to the Colombo Stock Exchange (CSE) Listing Rules, ...
SEC Warns Against Repeating Decade-Old Stock Market Manipulation Tactics
Sri Lanka’s stock market regulator has issued a stern warning to so-called “naughty boys,” urging them not to repeat market ...
SEC Mandates New Unit Trust Categorisation Framework Effective October 2025
The Securities and Exchange Commission of Sri Lanka (SEC) has introduced a new categorisation framework for unit trusts, requiring all ...
CSE, SEC, SLID, and KPMG Host Family Business Forum on “Building a Lasting Family Legacy: A Strategic Approach to Growth and Continuity”.
The Colombo Stock Exchange (CSE), in collaboration with the Securities and Exchange Commission of Sri Lanka (SEC), the Sri Lanka ...
SEC, CSE, and SL USA Business Council Collaborate to Lead Forum on “Leveraging Diverse Capital Solutions: A Pathway to Business Agility and Resilience”
The Securities and Exchange Commission of Sri Lanka (SEC) and the Colombo Stock Exchange (CSE) in collaboration with the Sri ...
SEC catches several big fish; more prosecutions are on the way.
According to sources close to the capital market regulator, the Securities and Exchange Commission (SEC) has taken action against major ...